# AI for Financial Services Course Online Canonical URL: ## Overview Designed for working at your own pace, this course guides financial services professionals through building a functional Claude workflow from initial setup to complete implementation. You will develop skills in prompting, Projects, Artifacts, and tool integrations using practical financial services scenarios and documents. Throughout the course, you will apply Claude to client communications, portfolio analysis narratives, compliance documentation, regulatory reporting, market research summaries, and internal process documentation, while reinforcing the importance of professional review for all client-facing and compliance-related materials. Upon completion, you will have a personalized Claude system and a finished capstone client service package aligned to your role and organizational priorities. ## What you'll learn - Craft structured prompts that generate accurate outputs for writing, analysis, summarization, and research - Configure and utilize Projects, Artifacts, Styles, and Memory to establish a personalized Claude workflow - Employ advanced prompting techniques including role based prompting, chain of thought reasoning, and the You Ask Me method - Connect Claude to workplace tools including Google Drive, Gmail, Excel, and PowerPoint - Implement Claude across core financial services workflows including client communications, portfolio narratives, compliance documentation, market research, and regulatory reporting - Construct a comprehensive financial services Claude system and produce a capstone client service package ready for professional review ## Curriculum #### Module 1: Getting Started with Claude AI - Explain how Claude works in plain language and identify the model tiers, plans, and interface - Understand the context window, how Claude processes information, and when to start new conversations - Practice your first Claude conversation using a financial services-specific prompt - Identify what Claude does well, what it doesn’t, and when human judgment is essential #### Module 2: Prompting Fundamentals - Apply the five-part prompt framework: context, task, format, constraints, and examples - Write effective prompts across five use cases: writing, summarization, analysis, research, and creative problem-solving - Recognize and fix common prompting mistakes that produce vague or unusable output - Practice prompting with financial services scenarios: drafting a client portfolio review letter, summarizing a regulatory update, and writing an investment committee briefing #### Module 3: Working with Files & Documents - Upload and analyze images, PDFs, spreadsheets, and documents directly in Claude - Use Claude to extract, compare, and summarize information from uploaded files - Work with financial services file types: portfolio reports, compliance checklists, market research PDFs, client account summaries, and regulatory filings - Complete a hands-on document analysis exercise using provided financial services sample files #### Module 4: Projects & Knowledge Bases - Explain how Projects use custom instructions and knowledge bases to organize ongoing work - Write effective Project instructions that encode your role, audience, format preferences, and rules - Upload reference documents and understand how RAG retrieves relevant content - Create a financial services Project for a client engagement or compliance review using provided sample documents and templates #### Module 5: Artifacts, Styles, Memory & Usage Management - Create reusable deliverables with Artifacts and edit them directly or through conversation - Build custom Styles that match your professional communication voice - Configure Memory to retain key context about you and your work across conversations - Apply usage management techniques to extend your plan value #### Module 6: Introduction to Claude Cowork - Explain what Cowork is and how it differs from the claude.ai chat interface - Read, write, and manage files from your desktop environment - Configure guardrails, file permissions, and network settings for safe use - Understand prompt injection risks and how to protect against them #### Module 7: Advanced Prompting & AI Tool Selection - Use role-based prompting, chain-of-thought reasoning, and multi-step workflows - Apply Extended Thinking, web search, and the You Ask Me technique for complex tasks - Compare Claude with ChatGPT, Copilot, and Gemini to choose the right tool for each task - Practice advanced prompting with financial services scenarios: analyzing a portfolio allocation for a client review, building a compliance audit response step by step, and preparing a quarterly market commentary #### Module 8: Context System, Connectors & Integrations - Build foundational context files and set Global Instructions that apply to every Cowork session - Connect Claude to Slack, Google Drive, Gmail, and other workplace tools - Use Claude natively in Excel and PowerPoint with the Office add-ins - Configure your context system and connections for financial services workflows, including portfolio analysis in Excel and client presentations in PowerPoint #### Module 9: AI for Financial Services — Core Workflows - Use Claude to draft personalized client communications: review letters, onboarding materials, and quarterly updates in your firm’s voice - Produce portfolio analysis narratives, performance summaries, and investment rationale documentation from data exports - Build compliance documentation, audit preparation materials, and regulatory response drafts with appropriate review gates - Summarize market research, economic commentary, and industry reports into client-ready or internal briefings - Complete a hands-on lab producing a multi-document financial services package #### Module 10: Capstone — Build Your Financial Services Claude System - Audit your financial services tasks and identify the highest-value opportunities for Claude assistance - Configure a personalized financial services Claude system: Projects, context files, Styles, and connected tools - Run a complete end-to-end client service workflow: portfolio review letter, market commentary summary, compliance documentation update, and client meeting preparation brief - Create a Week 1 action plan for applying what you’ve learned to your financial services role ## Instructors ### Reid Johnson — Instructor Reid isn't just someone who knows CAD and BIM; he's a licensed architect and contractor who deeply integrates these technologies into every facet of his career. His hands-on experience as a practitioner building real-world projects provides him with an invaluable understanding of how BIM and CAD streamline workflows and enhance design. This practical foundation led him to Autodesk, where he shared his expertise, helping others effectively leverage these powerful tools. Throughout his professional journey, Reid also dedicates himself to education, consistently teaching university courses and shaping the next generation of design professionals by equipping them with essential CAD skills. His unique blend of practical experience, industry knowledge gained at Autodesk, and passion for teaching positions Reid as a true specialist in BIM and CAD technology, capable of bridging the gap between theory and real-world application. **Credentials:** - Autodesk Fusion Certified User - Autodesk Revit Certified Professional - Autodesk Certified Instructor - Licensed Architect - Licensed General Contractor ### David Nguyen — Instructor David is the AEC Software Specialist at VDCI, with a Bachelor of Science in Construction Management and an Associate’s degree of science in Drafting and General Design from ITT Technical Institute. A San Diego native with over 12 years working in the Design Industry and construction industry, David brings his construction and design expertise to help all students achieve their goals in the field. Outside of his professional life, David loves attending concerts, festivals, playing his guitar and restoring and repairing all types of vehicles. **Credentials:** - OSHA 30 hr. Construction Safety Certified - Construction Software: SketchUp, Bluebeam Revu, Autodesk Suite (AutoCAD, Fusion, REVIT) - Mechanical Software: PTC CREO Parametric, Solidworks, MasterCAM ## Pricing **Tuition:** $899